Equity and Debt markets SYBMS Question Bank Nov 2017

Equity and Debt markets

Paper pattern:-

Q1. Objectives (15 marks)

Q2. Full length questions (2 sets of 2 questions each. Attempt any one set)

Q3. Full length questions (2 sets of 2 questions each. Attempt any one set)

Q4. Full length questions – Sums(2 sets of 2 questions each. Attempt any one set)

Q5. Short notes (3 of 5)

Unit 1

1. Elaborate the features of equity shares
2. Concept/SN- Divorce between ownership and management, primary and secondary markets, capital and money markets
3. What are the components of the debt markets in India
4. Elaborate the regulatory framework of capital markets in India
5. Elaborate the growth of debt markets in India
6. What factors have led to the growth of capital markets in India

Unit 2

1. Elaborate the IPO process
2. What is book building
3. What is the role of merchant bankers
4. Concepts:- Sweat equity, ESOPs, right issue, red hearing prospectus features, IISL, types of indices
5. Simple sums on ESOPS, IPO
6. What are the functions of stock exchanges in India
7. Elaborate the OTCEI

Unit 3

1. What are the characteristics of government securities
2. What are the types of government securities
3. What are the different ways in which government securities can be issued
4. Short note on Primary dealers, open market operations, STCI
5. What are the features of bonds
6. What are the types of bonds

Unit 4

1. Simple sums on equity valuation (NAV approach, dividend discount model, PE model)
2. Simple sum on PV of a bond, YTM
3. Concepts:- Yield curves, factors affecting interest rates, types of interest rates

Text books recommended

1. Sheth Publications,
2. Vipul Publications

Please note:- These are a list of important and must do questions, however the whole syllabus needs to be done well.

For any further clarifications, please feel free to contact Prof Vipin Saboo on 9820779873 (whatsapp).