Financial Services SYBMS Question Bank Nov 2017

Basics of Financial Services

Paper pattern:-

Q1. Objectives (15 marks)

Q2. Full length questions (2 sets of 2 questions each. Attempt any one set)

Q3. Full length questions (2 sets of 2 questions each. Attempt any one set)

Q4. Full length questions (2 sets of 2 questions each. Attempt any one set)

Q5. Short notes (3 of 5)

Unit 1

1. Elaborate the structure of the Indian financial system
2. What are the components of the Indian financial system
3. Who are the various financial intermediaries in the Indian financial system
4. What are the functions of the financial system
5. Elaborate the role of SEBI
6. Elaborate the role of RBI

Unit 2

1. What are the primary and secondary functions of a commercial bank
2. What are the different products that a commercial bank offers
3. What are the measures taken by RBI to ensure liquidity in banks
4. Concepts like:- Repo, Reverse repo, NPA,LAF, MSS, Call money, NPA classification, Capital adequacy
5. What are the features and functions of a development bank
6. Short notes on :- IFCI, IDBI, SIDBI, SFC, SIDC, EXIM

Unit 3

1. What are the characteristics of insurance
2. Concepts:- Underwriting, principle of indemnity, principle of causa proxima, principle of insurable interest, reinsurance, ULIP, Bankassurance
3. What is the need for insurance(functions)
4. What are the various types of life insurance products
5. Explain the marine/fire insurance claim settlement process

Unit 4

1. What are the advantages of investing in Mutual funds
2. What are the features of mutual fund
3. Elaborate the various types of mutual fund schemes
4. Elaborate the regulatory framework for mutual fund
5. Short notes:- Money market schemes, AMC, custodian,
6. How can you evaluate various mutual fund schemes

Text books recommended

1. Sheth Publications,
2. Vipul Publications

Please note:- These are a list of important and must do questions, however the whole syllabus needs to be done well.

For any further clarifications, please feel free to contact Prof Vipin Saboo on 9820779873 (whatsapp).